-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HZV4SOzw7h30tb5gd2Rv1/lKJ/4fWTO4re3OxcWXnWvA1gmZ5wijzQapmJJAiSca sxm9lCb0id4MaBOp5eyRng== 0000022657-97-000024.txt : 19970311 0000022657-97-000024.hdr.sgml : 19970311 ACCESSION NUMBER: 0000022657-97-000024 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970310 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EXCELSIOR INCOME SHARES INC CENTRAL INDEX KEY: 0000033934 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 132727013 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41021 FILM NUMBER: 97553311 BUSINESS ADDRESS: STREET 1: 114 W 47TH ST CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2128523732 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LOWE BROCKENBROUGH & TATTERSALL INC CENTRAL INDEX KEY: 0000022657 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 540859081 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 6620 WEST BROAD ST STE 300 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8046439151 MAIL ADDRESS: STREET 1: 6620 W BROAD ST CITY: RICHMOND STATE: VA ZIP: 23230 SC 13G/A 1 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.2_________)* Excelsior Income Shares_________________________________________ (Name of Issuer) Common Stock____________________________________________________ (Title of Class of Securities) 30072300_______________________________________________________ (CUSIP Number) ________________________________________________________________ Check the following box if a fee is being paid with this statement . (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however. see the Notes). CUSIP NO 30072300_____________ 13G Page____ of _____ 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Lowe, Brockenbrough & Tattersall, Inc. 54-0859081 2. Check the Appropriate Box if a Member of a Group* (a) (b) XX 3. SEC USE ONLY 4. Citizenship or Place of Organization 6620 W. Broad Street Suite 300 Richmond, Virginia 23230-1720 Number of 5. Sole Voting Power 231,500 shares Shares Beneficially 6. Shared Voting Power Owned by Each 7. Sole Dispositive Power 231,500 Reporting Person 8. Not Applicable With 9. Aggregate Amount Beneficially Owned By Each Reporting Person 231,500 shares 10. Check Box If The Aggregate Amount In Row (9) Excludes Certain Shares* 11. Percent Of Class Represented By Amount In Row 9 10.6% 12. Type of Reporting Person* IA SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Clemente Global Growth Fund ITEM 1: a) Excelsior Income Shares b) 114 W. 47th St. New York New York 10036 ITEM 2: a) Lowe, Brockenbrough & Tattersall, Inc. b) 6620 W. Broad Street Ste. 300 Richmond, Virginia 23230-1720 c) USA d) Common Stock e) 30072300 ITEM 3: e) IA ITEM 4: a) 231,500 SHARES b) 10.6% c) (i)231,500 shares (ii) 0 (iii231,500 shares (iv) 0 ITEM 5: Not Applicable ITEM 6: Not applicable ITEM 7: Not applicable ITEM 8: Not applicable ITEM 9: Not applicable Date: March 10, 1997 _____________________________________ Henry C. Spalding, Jr., Executive Vice President -----END PRIVACY-ENHANCED MESSAGE-----